Wealth management associates perform clerical tasks to support the wealth manager in providing financial advice to high net-worth clients. They handle client inquiries relating to investments, and assist the wealth manager in preserving and generating wealth on behalf of the clients.

Wealth Management Associate Job Description Template

We are looking for a wealth management associate to assist the wealth manager and our clients with investments and other financial endeavors. Your responsibilities will include client relations and handling queries.

To be successful as a wealth management associate, you should have great product and investment knowledge and an understanding of complex financial information. Ultimately, a top-notch wealth management associate should cultivate client relationships and have excellent attention to detail.

Wealth Management Associate Responsibilities:

  • Researching market trends and assisting with the development of investment plans in collaboration with the wealth manager.
  • Managing relationships with clients on behalf of the wealth manager.
  • Providing support on products and services to the wealth manager and our clients.
  • Resolving the issues and concerns of clients with input from the wealth manager.
  • Completing and submitting investment-related documents, including applications and withdrawal forms.
  • Compiling customized investment presentations for potential and existing clients.
  • Analyzing financial statements and market trends, and compiling reports for the wealth manager and clients.
  • Performing day-to-day administrative tasks, such as responding to client emails and requests.

Wealth Management Associate Requirements:

  • A degree in finance, economics, management, or a related field.
  • A minimum of 5 years of experience in the financial services industry.
  • CFP and CFA certification will be advantageous.
  • Analytical thinking skills.
  • Ability to grasp and interpret complex financial and investment-related information.
  • Extensive knowledge of financial investment, tax, and financial planning.
  • Strong mathematical skills.
  • Self-motivated and confident with strong work ethics.
  • Advanced knowledge of Excel and PowerPoint, and great presentation skills.
  • Ability to work independently.